Module V

CHAPTER 6 - Regulatory Environment and Ethical Issues

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CHAPTER 6 - Regulatory Environment and Ethical Issues

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Tradebulls Securities is one of the most trusted Indian financial corporations aimed to make trading easier for everyone, even for those who are from a non-trading background. Being in the market for over 15 years, Tradebulls has earned its huge clientele of 2 Lakh+ clients, 2750+ business partners till date. Starting from a small firm with the overwhelming responses and trust from our customers, today we have expanded our operations to 18+ branches in the top cities of India including Mumbai, Bengaluru, Delhi, Ahmedabad, Kolkata, Gandhinagar, Surat, Rajkot, Vadodara. If you are new in the ‘trading business’, you should definitely know about the unique products that we offer to our customers like ‘Target’; to analyse future profit prospects, ‘Portfolio Optimizer’; to select the best portfolio depending upon the required outcome, ‘Investmentz Buckets’; to determine the sensitivity of a portfolio, ‘DIY Screeners’; program to filter stocks as per customer’s requirements. Also, other information related to Equity and Derivatives, Commodity Derivatives, Currency Derivatives, Online Share Trading, IPO, Mutual funds, Demat account, Trading account and Intraday trading are available on our website for you to gain familiarity with. Tradebulls is here for you with its professionally trained team to offer knowledge and guide you through the same.

Keeping some of the common issues faced by traders in mind, Tradebulls introduced a couple of Popular online series; ‘Market bloopers’ and ‘Learning series’, which are available on YouTube, Facebook, Instagram, Twitter and LinkedIn. The purpose behind creating these 2 series is to disrupt the myths about ‘trading’ and teach about ‘how to trade’ respectively.

If you are thinking of entering the ‘the world of Share Market or Stock Market’, but do not know where to begin from, reach out to us on the below provided contact details or visit us personally at any of our branches.

Customer Care Number022 40001000 (Ext.3)
Our nearest branchContact Us

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Investor Alert

Important Guidelines for Your Protection: 1. Update Your Contact Information: Ensure your mobile number is updated with your stock broker and depository participant (DP). This allows you to receive immediate alerts about any debit and important transactions in your demat account directly from the exchanges. 2. Simplified IPO Subscription: When subscribing to an IPO, you no longer need to issue cheques. Simply provide your bank account number and sign the application form to authorize your bank to make payments upon allotment. Your funds will remain in your account until then. 3. KYC Process: Know Your Customer (KYC) is a one-time process. Once completed with a SEBI-registered intermediary (broker, DP, mutual fund, etc.), you won’t need to repeat it for other intermediaries. 4. Be Wary of Unsolicited Advice: Exercise caution with unsolicited emails and SMS messages suggesting trades. Always make informed investment decisions based on thorough analysis rather than rumors or tips. 5. Report Wrongdoing: If you have knowledge of systemic issues, potential fraud, or unethical behavior, report it anonymously through the portals provided on the BSE, NSE, MCX, NCDEX & CDSL websites. 6. Use Registered Intermediaries: Always transact with SEBI-registered intermediaries to ensure your investments are secure. These guidelines are issued in the interest of investors for a safer trading experience.

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Corporate Office: Kanakia Wall Street, A-Wing, Ground Floor, Andheri-Kurla Road, Andheri (East), Mumbai - 400093. +91 22 4888 2888 / 6165 5555

Central Support Office: Tradebulls House, Sindhubhavan Road, Bodakdev, Ahmedabad - 380 054. +91 79 4000 1000

Disclaimer: Investments in securities market are subject to market risk, read all the related documents carefully before investing | Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors

Disclaimer and Authorization: Please note that by submitting the above mentioned details, you are authorising us to call & email you even though you may be registered under DNC

We’ve partnered with Morningstar, the global leader in fund analytics, to give you information, ranking and star-ratings on every single mutual fund in India.

Attention Investors

Customer Support/ Grievance / Correspondence Office / Registered Office Address

Ahmedabad: Tradebulls House, Sindhubhavan Road, Bodakdev, Ahmedabad, India - 380054

Telephone No:+91 79 4000 1000 | Email: wecare@tradebulls.in